solicitation for investment in seven digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision. Following the tips from various sources to SEC, it has been found that
or being in the period when the SEC Office shall not consider the application. (4) being named in a complaint by the SEC Office or subject to any legal proceedings following the criminal complaint
license before providing the custodial wallet. In this regard, the definition of DA Custodial Wallet Provider may cover deposit or custodial service for all types of DA, including such deposit or custody
characteristic in Group 3 under Clause 31. 1 Dishonesty defined as the dishonesty as prescribed in Section 1 of the Criminal Code B.E. 2499 (1956) which means doing any act in order to procure, for himself or the
of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records on offences relating to unfair derivatives trading
increasing shall be calculated in the shareholder’s equity of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records
– The Securities and Exchange Commission (SEC) has issued regulations governing the provision of services of digital asset business operators to avert support or promotion of the use of digital assets as
for Establishment and Management of Mutual Funds Offered to institutional or ultra high net worth investor ; (b) investment units of a mutual fund of which having a complex investment in accordance with
of the Criminal Code B.E. 2499 (1956), which means doing any act in order to procure, for himself or the other person, any advantage to which he is not entitled by law. 17 (2) having a reasonable