, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
can reach from the computer centre such as a zone where used for keeping the report that the computer division publish for other agency and a zone where stored the tape recorder of the comment’s
for keeping the report that the computer division publish for other agency and a zone where stored the tape recorder of the comment’s marketing officer [A] 2. Damage Prevention 2.1 Fire Prevention
company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in
is made by telephone or via electronic means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities
the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in such a way as to
.) ในการร่วมมือกับภาคเอกชน เพื่อป้องกันและแก้ไขปัญหาอันเกิดจากการเปลี่ยนแปลงสภาพภูมิอากาศ” ในงานสัมมนาประจำปี GCNT Forum 2021 ภายใต้หัวข้อ “Thailand’s Climate Leadership Summit: A New Era of Accelerated
.) ในการร่วมมือกับภาคเอกชน เพื่อป้องกันและแก้ไขปัญหาอันเกิดจากการเปลี่ยนแปลงสภาพภูมิอากาศ” ในงานสัมมนาประจำปี GCNT Forum 2021 ภายใต้หัวข้อ “Thailand’s Climate Leadership Summit: A New Era of Accelerated
trading orders via the phone with call recorder. Making securities trading decisions on behalf of client and failing to completely record client's securities trading orders were in violation of the Clauses