the closing time for derivatives trading in the afternoon session of the derivatives exchange. Clause 2 This Notification shall be applicable to derivatives brokerage who executes derivatives trading on
strategy to emphasize FN brand awareness and increase FN brand equity which is support sustainable growth. For expense management efficiency, the Company implements IT system to reduce operation and resource
when the securities company implements a reasonable measure to ensure that, upon the client’s receipt of capital increase shares, the total amount of such shares will be pledged or undertaken by any
(FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been made with the financial institution to ensure that
by the Office, e.g. Financial Action Task Force (FATF) Recommendations. (2) the financial institution implements adequate and effective KYC/CDD process on clients, and (3) a written agreement has been
marketplace platforms, extends payment channels, implements a delivery tracking system, introduces branded exclusive products in specific channels, and improves IT product advising services. Dealer sales
, engages in marketing activities with various marketplace platforms, extends payment channels, implements a delivery tracking system, introduces branded exclusive products in specific channels, and improves
for the deviation, and explain how the deviation nonetheless achieves the objectives contained in the IOSCO provisions. The CRA should describe how it implements and enforces its code of conduct. The