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To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8120

SEC allows employees of securities companies and derivatives intermediaries to accept trading orders of capital market products from home (Work from Home) under the New Normal

Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9131

SEC signs MOU with 12 organizations to integrate cooperation for the Teachers and Educational Personnel Debt Management Project

cooperation, the MOU aims to assist teachers and educational personnel in solving their debt problems in a concrete way. This includes increasing liquidity for debt payments, promoting good quality living

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9816

SEC public hearing on ESG training course requirement for capital market business personnel to promote sustainable investment

investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8599

SEC revokes approval for an investment consultant for 5 years for having a prohibited characteristic of capital market business personnel

characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8474

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market business

companies directors and executives under the relevant notification, this person, therefore, cannot perform duties as a director or an executive of the company and cannot act as personnel in the capital

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8215

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089