therefore suspended the approval as investment consultant for complex instruments type 1*** for one month and 15 days, effective from 9 March 2020.  SEC emphasizes the importance for investment consultants

Must Manage in This Changing World” emphasizes 4 types of challenges that are significant turning points, including the era of quickly shifting technology, the use of benefits from ASEAN becoming

promote practical implementation and effective results for the benefit of emerging markets. This Fintech initiative emphasizes the role of regulators in promoting innovations and facilitating

after the issuer has become a listed company. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC always emphasizes the importance of information disclosure of listed companies to make sure that

baht. Of this amount, debentures accounted for 92 percent, and bills of exchange covered 8 percent. ?In developing the bond market, the SEC emphasizes striking the right balance by providing the business

implement  I Code in the financial management for its members. The I Code is a guideline for financial management of institutional investors, which emphasizes sustainable returns, as well as responsible

Socatiyanurak, SEC Secretary-General, said: ?This MOU emphasizes the SEC?s mission to enhance the Thai capital market?s proactive role in the global arena and is a major step toward stronger relationship between

ensure alignment of actions in this matter.Rapee Sucharitakul, SEC Secretary-General said, ?The SEC emphasizes the importance of directors? roles and duties. Barring shareholders from attending the meeting

,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles

– 12, 2025, under the theme “Financial Well-Being Journey: Informed Decisions, Empowered Choices in the New Era of Finance.” This year, the IOSCO emphasizes the threat of Relationship Investment Scams