On behalf of the Securities and Exchange Commission (SEC), Ms. Jomkwan Kongsakul (right), Deputy Secretary-General, accepted the Digital Government Award for the third consecutive year. The award
Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted
entirely understand the generally accepted auditing standards and I will perform audit work in compliance with the standards; 7. I entirely understand the Generally Accepted Accounting Principles (GAAP); 8
has accepted the petition or being under the creditor’s filing for bankruptcy under the Bankruptcy Law and the Court has accepted the petition; • Listed company’s whole or almost all assets are in the
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in
the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies and listed companies. SEC, therefore, has a plan to issue regulations that an IPO company must
the transaction will be beneficial to GOLD. The SEC, however, had an observation on appropriateness of asset valuation, weighted quality score method adopted, selection of comparable assets as well as
are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker . Clause 8 The derivatives broker shall put in place an efficient risk system for the management
compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in