electronic recording medium thereof shall be kept by the derivatives broker. (2) records of the details of transactions executed for its customers, confirmation statement, evidence of margin call, account of
electronic recording medium thereof shall be kept by the derivatives broker. (2) records of the details of transactions executed for its customers, confirmation statement, evidence of margin call, account of
2016, the applicant shall file an application for an approval together with 2 supporting documents as prescribed in Clause 3 via electronic system provided by the SEC Office for such application. The
and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
and reports as well as a backup system and an emergency plan for recovering information stored in an electronical form; (2) determining a password to access information stored in an electronic form and
Confirmation on Blockchain) ซึ่งนำกระบวนการการออกหนังสือรับรองทางการเงิน (Bank Confirmation) มาพัฒนาร่วมกับเทคโนโลยี Blockchain เพื่อเข้ามาสนับสนุนการทำงานของผู้สอบบัญชีและธนาคารในการตรวจสอบบัญชีของบริษัท ซึ่ง
Circuit Electronic Industries Public Company Limited Circuit Electronic Industries Public Company Limited (“CIRKIT”) (now known as Venture Incorporation Public Company Limited (“VI”)), a securities
Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the result of the performance to
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients