Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
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increase in headcount and growth in salary. On the quarter basis, the Group’s selling and administrative expenses as a percentage of total revenue from sales could be elaborated as detailed below
and private sectors. Dr. Pichit Akrathit, SEC Board Chairman, gave opening remarks, and Associate Professor Dr. Pornanong Budsaratragoon, SEC Secretary-General, elaborated on the symposium’s objectives
foreign currencies are expanded to cover more investment products; units of foreign collective investment scheme, for instance.The consultation paper is available on www.sec.or.th. Stakeholders and
public enforcement in Asia, the first of its kind elaborated at a regional level. The Guide is the result of two years' work by a Task Force chaired by Ms. Selvarany Rasiah, Chief Regulatory Officer, Bursa
, on 27 October 2022.For more detailed information about this news, please click https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9682