efforts toward market development, the SEC continued to invest in staff skills and restructured the organization to enhance proactivity, efficiency and readiness for upcoming changes. Under the Change
. A n n u a l R e p o r t 2 0 0 6 17 ë Handling of Complaints Against SEC Staff The SEC implemented a quick and thorough procedure for effective handling complaints against the SEC staff to assure
process to follow up on the staff training, nor effective policies outlining necessary actions for those who failed to complete their trainings. To avoid their audit staff’s capabilities being called into
continuously encouraged and monitored the improvements of both the quality of audit firms and that of individual auditors and we have noted that auditors and audit staff who belong to audit firms with effective
provide effective oversight and investigative capacity which will need to be appropriately funded. The ability to attract staff on competitive terms will enhance the quality and independence of supervision
Plain Investment Consultant (Experienced Staff)