The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
exchange; (4) “executive” means manager or any person determined by home exchange or home regulator as “executive”; (5) “home regulator” means the regulator of capital market where units of foreign ETFs are
Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is
Notification of the Capital Market Supervisory Board Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an
market to become the GMS Connector as follows: (1) Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting primary listing
Thai capital market to become the GMS Connector as follows: (1) Supporting fundraising of foreign companies, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
Thai SEC Capital Market Symposium 2021 × Home > ข่าว/ข้อมูลตลาดทุน > งานสัมมนาและเอกสารเผยแพร่ > SEC
with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th