Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
risks and opportunities on the organization’s businesses, strategies and financial planning. The processes used by the organization to identify, assess and manage climate-related risks. The metrics and
เพื่อให้หลักเกณฑ์มีความชัดเจน ครอบคลุมการทำรายการของบริษัทจดทะเบียน รวมถึงให้สิทธิผู้ถือหุ้นมีส่วนร่วมตัดสินใจ และให้คณะกรรมการปฏิบัติหน้าที่โดยคำนึงถึงหลัก fiduciary duty และปรับปรุงนิยามที่เกี่ยว
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
experience for non- partner audit staff is between 1.86 to 5.85 years (The mean is at 3.85 years) The above AQIs is used to assess how well- experienced the audit team members are. If the AQIs indicates the
, understandable and accessible to the international community. On the basis of the Principles, it is the role of government, semi-government or private sector initiatives to assess the quality of the corporate
IPO companies. A Financial Advisor also has to monitor its clients’ implementation of such CG policy and assess the appropriateness of such policy. A Financial Advisor should give advice to its
IPO companies. A Financial Advisor also has to monitor its clients’ implementation of such CG policy and assess the appropriateness of such policy. A Financial Advisor should give advice to its
......................................................................................................................... 34 Fiduciary Duty and ESG Engagement .............................................................................................................. 35 When Is Divestment More Appropriate Than
on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both