asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1)  Be independent from the asset management

investors in the bond market.”  SEC Bond Check Version 2 allows investors and the interested public to search for a wider range of information and details using advanced functions. For example, users can

management and boards across a range of key matters. The varying roles of different forms of institutional investor are outlined in the section called ‘Overview of the investment chain’, and also in the

DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning

DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning

Mr. Sanith Adhyanasakul Mr. Sanith Adhyanasakul, Chief Executive Officer of Property Perfect Public Company Limited (?PF?) ,who is responsible for the operation of PF, had duty to supervise the

Mr. Wutthiphum Jurangkool Mr. Wutthiphum Jurangkool, Chief Executive Officer of Nok Airlines Public Company Limited (?NOK?) ,who is responsible for the operation of NOK, had duty to supervise the

Mr. Surin Tohtubtiang Mr. Surin Tohtubtiang, Chief Executive Officer of Kuang Pei San Food Products Public Company Limited (“POMPUI”), who is responsible for the operation of POMPUI, had duty to

Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement

Mr. Somprasong Panjalak Mr. Somprasong Panjalak, Managing Director who is responsible for the operation of Prime Road Power Public Company Limited (?PRIME?), had duty to supervise the preparation