those generated from the computerized system for the samples selected for both the test of controls and the substantive test when nothing in the audit program suggested that the sample would be chosen for
, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
approach selected and its application, together with how to identify significant factors and how to assign proper corresponding weights, were not clearly communicated to all relevant personnel, resulting in
strategic plan, and disclose progress reports for the benefit of sustainable business operation of the Company and its subsidiaries. The selected subjects should be significant to the business operation, for
suitability for investment and the relevant risk exposure. If you are in any doubt as to the action you should take, you should consult your legal, financial, tax, or other professional adviser. A copy of this
must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
Issuer and Non-ASEAN Issuer KPIs means key performance indicators, which are quantifiable metrics used to measure the performance of selected indicators SPTs means sustainability performance targets, which
included in their previous annual reports, sustainability reports or other non-financial reporting disclosures to allow investors to evaluate historical performance of the KPIs selected. In situations where
handful of key concepts and selected what seem to be widespread phrases promoted by established and credible organisations. Ecosystem services, ecological engineering, green and hybrid infrastructure (or