2017 > CG Code > Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related
ประกอบธุรกิจสินทรัพย์ดิจิทัล • ปรับปรุงหลักเกณฑ์เกี่ยวกับระบบงานของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล เช่น Internal Control การติดต่อลูกค้า/KYC BCM การดูแลรักษาทรัพย์สิน ลูกค้า การ https://www.sec.or.th/TH
) English (United States) CGCodePart01_6 2017 > CG Code > Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles
States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
cyber risks and internal control systems to prevent and manage risks that may cause widespread damage to business operation and impact on shareholders, stakeholders and the overall capital market. The
of the company’s internal control and risk management systems, and disclose its opinion in the company’s annual report. Principle 6.3 The board should manage and monitor conflicts of
custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b
to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
ensure properness of internal control system as well as efficient and productive operations. [ Executive Officers of the Office of the SEC ]12 . . . . . . . . [ EXECUTIVE OFFICERS OF THE OFFICE OF THE SEC
://publish.sec.or.th/nrs/3453pe.doc Translation client’s asset , which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of