collectively and appropriately with other investors and stakeholders in case the investee companies ignore or fail to solve problems even after the monitoring has been escalated to stress the level of concerns
financial behavior. Even with a well-designed financial education program with meaningful messages and effective delivery channels, financial literacy cannot be achieved if consumers neglect the necessity and
Investor Strategies for Incorporating ESG Considerations into Corporate Interactions www.blackrock.com www.ceres.org Century21st Engagement Investor Strategies for Incorporating ESG Considerations into Corporate Interactions [ 5 ] FOREWORD The Value of Our Voice ......................................................................................................................................... 1 How ESG Megatrends Are Shaping Valuation ...........................................................
entities in the capital market, the SEC may disregard such facts as a cause for consideration of prohibited characteristics of such auditor. 2.1.4 Post-Approval Duties (1) Complying with the specified
disregard such facts as a cause for consideration of prohibited characteristics of such auditor. 9. Termination of Approval (1) auditor notifies the SEC of the intention to terminate from
not so serious that the person should not be entrusted to perform duty as auditor of businesses in the capital market, the SEC may disregard such facts as a cause for consideration of prohibited
Office may disregard such facts as a cause for consideration of prohibited characteristics of the auditor in the capital market. Clause 18 In considering the prohibited characteristics of the auditor in
conditions specified by the SEC Office, the SEC Office shall disregard the underlying fact under Paragraph 1 in support of its consideration of subsequent applications. If the SEC Office considers that the
than ten years ago or such behavior is not so severe that the person should not be entrusted to perform duties as auditor in the capital market, the SEC Office may disregard such fact as a cause for
expiration of timeframe prescribed by the SEC Office under Paragraph 1 or applicant’s compliance with the conditions specified by the SEC Office, the SEC Office shall disregard the underlying fact under