display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022
to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022
No records to display. Related News SEC News No records to display. Last Updated 30 December 2022 Last Reviewed 30 December 2022
List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display
and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform. Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to
by the intermediary itself. Clause 27 An intermediary shall arrange the evidence of [i] communication with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the