provided in the Office?s electronic work system to all shareholders of business within the period specified in the notification. However, a copy of such opinion were later delivered to all shareholders of

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at an annual seminar titled, “Understanding the Thai Capital Market

orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found

involved in financial transaction concerning the purchase of GLOBAL shares. 26/05/2020 The Civil Court delivered The Appeal Court judgement upholding the Civil Court judgement and ordering each party to

, including any persons who hold the positions with the same authority and responsibilities as such persons of the business; (8) “Electronic data” means any message which has been created, dispatched, received

Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to

Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting

by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement Committee. SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official

sent the case back to the Settlement Committee. SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 09/05/2023

statement for the year 2020 and those financial report within the period specified by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement