on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1
types of businesses nationwide, equal opportunities from the upcoming ASEAN Economic Community, inequality reduction, and aging society. Key initiatives to be launched in 2014 are, for example
) technology in our investigation and law enforcement. Moreover, SEC views that technology can help reduce the inequality and help small entrepreneurs, especially SME, to access capital market. Importantly, we
Co., Ltd., the SEC ordered the company?s board of directors to address the shortcoming in its internal control to make sure that the company?s controlling and monitoring systems function effectively.
strongly advised to thoroughly check and make sure that all receipts or evidence of payment are issued by the companies in charge. In case of making an agreement to buy an investment product outside the
Draft ASEAN Equity Disclosure Standards เอกสารรับฟงความคิดเห็น เร่ือง การเปดเผยขอมูลกรณีบริษัทตางประเทศ เขามาเสนอขายหุนในประเทศไทย สํานักงาน สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลกัทรัพย (http://www.sec.or.th) อาคารจีพีเอฟ วิทยุ ทาวเวอรส บี ช้ัน 10, 13-16 เลขที่ 93/1 ถนนวิทย ุแขวงลุมพิน ีเขตปทุมวัน กรุงเทพฯ 10330 โทรศัพท 0-2263-6499 หรือ 0-2695-9999 โทรสาร 0-2651-5949 http://www.sec.or.th/ เอกสารเผยแพร เลขท่ี อก. 9/2552 เร่ือง การเปดเผยขอมูลกรณีบริษัทตางประเทศ เขามาเสนอขายหุ...
PERIODICALLY CONDUCT HUMAN RIGHTS IMPACT ASSESSMENT IN HIGH RISK OWN OPERATIONS AND TIER 1 SUPPLIER EDUCATION & INEQUALITY REDUCTION 36 MILLION PEOPLE SUPPORTED THROUGH EDUCATION, LIFELONG LEARNING, AND
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
market. This MOU will serve as a turning point in deepening the breadth and depth of Korea-Thailand relationship in the overall financial market. Building on this momentum, I will make sure that we
make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light