imprisonment or discharged of the probation for less than 3 years. In this regard, the aforementioned action has been proceeded only for the offences under the Securities and Exchange Act. 2535 (1992) , the
final judgment of a court regardless of whether the infliction of pubishment has been suspended, and having been acquitted of the imprisonment or discharged of the probation for less than 3 years. In this
or discharged of the probation for less than 3 years: (a) the offences under section 289 in conjunction with section 90 (specifically those having characteristics within the scope of public fraud) or
infliction of punishment has been suspended, and having been acquitted of the imprisonment or discharged of the probation for less than 3 years: (a) the offences under section 289 in conjunction with section
: - SEC News No. 227/2023: “SEC orders Zipmex to rectify its net capital position andact in the best interest of clients,” released on 25 November 2023 - SEC News No. 13/2024: “SECinstructs
Bangkok, 4 March 2024 – The Securities and Exchange Commission (SEC) has released a handbook for convening effective and transparent bondholders’ meetings while promoting the exercise of bondholders
report submission to 26 April 2025, released on 27 March 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11653&NewsNo=71&NewsYear=2025&Lang=EN
special audit regarding the auditor’s observations, released on 25 April 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11737
headlined: “SEC orders asset attachment and temporarily prohibits 10 offenders in STARK case from traveling out of the country,” released on 6 July 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID