the form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and business operations, which could have a material impact on the
conflicts and prevent potential labor disputes that could arise from unfair termination of employment. Moreover, Kitti’s continuous contributions have significantly spurred the company’s growth. In addition
material information that should have been disclosed in the form 56-1 One Report for the year 2022. Specifically, ALL had two significant legal disputes related to its financial status and business
The SEC’s investigation revealed that from the year 2022 to 31 March 2023 (the submission deadline of 56-1 One Report for the year 2022), ALL was involved in two legal disputes: (1) Two cases in the
providing services to customers, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
taken into consideration. Said regulations shall include at least the following matters: (1) policies on prevention and handling of conflicts of interest; (2) adequate measures to prevent directors
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
prevention and handling of conflicts of interest; (2) adequate measures to prevent directors, executives, sub-committee members, advisors, staff members, employees, or persons who work for securities clearing