RMC Chairperson, discussed with SEC executives and relevant departments to establish No Gift Policy in compliance with relevant laws and regulations. Additionally, guidelines for communication were
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development, participated in "ESG Disclosure Guidelines in One Report" webinar
Essentially, the amendments would postpone the deadline for the licensed companies subscribing to the National Digital ID (NDID) platform to comply with the e-KYC Guidelines to 1 January 2021, one
? behaviors that could be useful for designing guidelines for financial education suitable for different target groups.Arnond Sakworawich, Ph.D., NIDA Graduate School of Applied Statistics, has summed up his
Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and the Management Team, held a meeting with representatives from the Asian Development Bank (ADB), led by Mr. Winfried Wicklein, Director General, Southeast Asia Department, and Mr. Anoui Mehta, Country Director of Thailand Resident Mission, to discuss plan for fostering sustainable finance in Thailand and to emphasize the key role of the capital market in addressing social and environmental challenges. During the meeting, both partie...
Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and
-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the Guidelines as a manual that asset managers who manage mutual funds, private funds and provident
Increasingly, Thai investors tend to gain more interest in investing in foreign products to diversify their investments and seek more opportunities to generate returns. As a result, securities companies and derivatives business operators (“business operators”) including those from foreign countries show growing interest in providing such foreign products to Thai investors as well. The SEC has published a statement to enhance the understanding of foreign business operators interested in provi...
The United States Embassy to Thailand, led by a diplomatic delegation, met with executives from the Thai Securities and Exchange Commission (SEC) to discuss business opportunities in Thailand’s capital market. Representatives from digital asset businesses in the United States also joined the discussion. The SEC representatives shared the SEC’s roles and strategic priorities in driving the Thai capital market, particularly regarding the development and regulation of digital assets. The two partie...