market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market
directed TIES to rectify its 2014 financial statements due to the auditor?s qualified opinion in relation to the construction cost reports for construction contracts not prepared in accordance with its
statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s
not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond
การนำเทคโนโลยีมาอำนวยความสะดวกให้ผู้ลงทุนเข้าถึงบริการในตลาดทุนได้ง่าย และสามารถปรับเปลี่ยนรูปแบบที่ต้องการรับบริการได้สะดวกรวดเร็ว (ease of switching) โดยได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญหลากหลายสาขา
lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and private sector in compliance with ease of doing
.?Ease of investment rules for mutual fund aims to widen both investment and fund raising opportunities for large projects in the GMS countries which have high growth potential?, Vorapol said.
sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better
The MoU was signed by Mr. Ian Johnston, Chief Executive of DFSA, and Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC Thailand, on 18 October 2022.The agreement provides a framework for ease of