statements. Accordingly, TIES must submit to the SEC and publicly disclose the financial statements, urgently. Earlier, the SEC had directed TIES to rectify its 2014 financial statements due to the auditor’s
not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond
other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt
other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt
_________________________________* ควบรวมกิจการในรูปแบบที่จัดตั้งบริษัทขึ้นใหม่ (amalgamation) หมายถึง การรวมกิจการโดยที่บริษัทตั้งแต่ 2 บริษัทขึ้นไปรวมเข้าด้วยกันและเกิดเป็นบริษัทใหม่ (A+B = C) โดยเมื่อควบเข้ากันแล้วจะมีผลทำให้
. However, Mr. Suphanan failed to perform his duty as directed and submitted a clarification letter to the SEC. The SEC considered his explanation inadmissible. The SEC has viewed that Mr. Suphanan’s
is the result of the amalgamation between Hitachi Chemical Storage (Thailand) Public Company Limited (“BAT-3K”) and Hitachi Chemical Gateway Battery (Thailand) Company Limited at October 1, 2020 in
-month period ended 30 June 2020. Because the Company is the result of the amalgamation between Hitachi Chemical Storage (Thailand) Public Company Limited (“BAT-3K”) and Hitachi Chemical Gateway Battery
amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of