client; (c) to assess suitability for providing services to the client; (d) to consider the ability of the client to comply with the agreement for service provision. (2) have a procedure for providing
the GDP; (2) Lack money management skills; (3) Lack ability to drive the country productivity growth as aging society is approaching; (4) Lack retirement savings resulted from insufficient savings and
strengthen and the ability to gain profit from the operation. 13. Opinions by the Audit Committee and/or Director significantly different from those by the Board of Director : -None - Please kindly be informed
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
reasonable due to various investment risks and also that the acquisition price is inappropriate. The IFA concluded that the WEH share value should be 139.47 ? 161.05 baht per share but the proposed acquisition
operating in various jurisdictions. However, to take into account the different market, legal, and regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner
the Department of Social Development and Welfare Building. On this occasion, the SEC also participated in the event, organizing various edutainment activities for the youngsters. Three highlights are (1
-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also