Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at an annual seminar titled, “Understanding the Thai Capital Market
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at the Cybersecurity Awareness Webinar on the topic, "Cyber Armor
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate
involved in financial transaction concerning the purchase of GLOBAL shares. 26/05/2020 The Civil Court delivered The Appeal Court judgement upholding the Civil Court judgement and ordering each party to
, the “Relevant Agreements”), as well as a Novation Agreement and any other agreements which are necessary and related to the asset sale for the acceptance of ownership transfer in the ERU Project and the
receive payment of or pay for the underlying asset delivered or taken at the exercise price specified under the contract. If options expire worthless, the buyer’s loss equals the amount of premium. A seller
staff along with necessary interpretations and quality management standards. 14 How does the firm ensure that those involved in special audits or audit clients in a specialized industry (e.g., financial
through scripless system for all types of securities. • Where the depositor is an issuer, it shall be deemed that the issuer has prepared and delivered securities certificates to the buyers in accordance
the Hong Kong Covered Management Company has already prepared and delivered such information to the SEC. 1.7 Report on the sale of units The Hong Kong Covered Management Company shall report the sale of
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