that made the intermediary has been determined to have prohibited characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result
characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result during backward 12 months before the expected date of establishing the branch
characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result during backward 12 months before the expected date of establishing the branch
investor, or participates or supports or having participated or supported such act of other person; (5) there are reasonable grounds to believe that he or she intentionally makes or has intentionally make
intentionally makes or has intentionally make false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted
intentionally makes or has intentionally make false statements of material facts or conceal material facts which should have been stated in any document which is to be disclosed to the public or to be submitted
, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of material facts or
) For example, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of
, (2) intentionally presenting false statements in material matters, or concealing material facts that should have been stated in any documents subject to be disclosed to the public or filed with the
professions and additional regulations prescribed by the law governing securities and exchange, or aiding or abetting thereof, (2) intentionally presenting false statements in material matters, or