have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
trading orders on his behalf. In 2006, 46 investor contacts were penalized for violating or failing to comply with the securities and exchange laws by committing such acts as making trading decisions
committing the offense in an amount of 999,200.00 Baht - a civil monetary penalty of 1,249,000.00 Baht The SEC has banned Chatchai from holding the position of director
; - a compensation of the benefit received from committing the offense in an amount of 704,250.00 Baht - a civil monetary penalty of 880,312.50 Baht
committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use his securities trading account and his bank account for MILL
in committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use her securities trading account and her bank account
Mr. Anupong Kuttikul During the period of 21 March 2014 to 3 June 2014, Mr. Anupong Kuttikul assisted or facilitated for Mr. Sittichai Leeswadtrakul and Miss Tanika Tangpoonphonvivat in committing
Miss Pornwadee Somphonchaikul During the period of 21 March 2014 to 3 June 2014, Miss Pornwadee Somphonchaikul joined with Mr. Sittichai Leeswadtrakul and Miss Tanika Tangpoonphonvivat in committing
committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use her securities trading account and her bank account for MILL
committing manipulation of Millcon Steel Public Company Limited ("MILL") share price by allowing Mr. Sittichai and Miss Tanika to use her securities trading account and her bank account for MILL