: bhumipisuth@sec.or.th, sawarin@sec.or.th, and arthipha@sec.or.th. The public hearing ends on 7 February 2024. ___________________Remarks: * The current regulations mandate that business operators maintain a

Jordan or Eric Jack Jordan as PPI director and personal capacity and (3) Gary Bradford for jointly operating securities business without license. The SEC received a complaint from a foreign investor

Bangkok, November 19, 2015 ? The SEC has filed a criminal complaint against (1) Saiphet Thongngao, (2) Sureerat Ardpaksa, and (3) Woraphol Muenbowon for jointly operating derivatives business without

of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings  without

capital market in general may be affected. In addition, the current rules on calculation of NC are not applicable to business operators which also operate the digital asset business. SEC therefore

nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension

Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located

On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on

directly with business operators overseas which will enable investors to transmit their own online trading orders in addition to the current channel where investors have to open an account which is a sub

. In addition, SEC would extend the renewal period for the capital market business personnel to be from 1 September to the last business day of the year, as opposed to the current renewal period from 1