strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
importance of ESG and the implementation of ESG principles into real practice. We are pleased to support this timely introduction of the Guidelines which will help capital market professionals to integrate
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
business expansion would not meet the target. 6. Shareholding before transaction: 49.00% of the Registered Capital 7. Shareholding after transaction: 0% of the Registered Capital We are also pleased to
of Forensic Science, Ministry of Justice, is very pleased to cooperate in order to support the collection and testing of evidence through forensic science which will enable efficient law enforcement
our duties in various areas will reflect our commitment to independence, transparency and fairness for all. This is how we build trust and confidence. Personally, I would be pleased and thankful for
the society in some ways. This is also a great opportunity for our SEC family to share happiness with our fellow Thais. “SEC Staff is very pleased to be a part of social sharing through the Pantry