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Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
risks by using qualitative and quantitative ESG research and internal risk management tools. • Then the risks are managed through the risk governance structure. https://am.jpmorgan.com/content/dam/jpm-am
ธุรกิจ สินทรัพย์ ดิจิทัล (ฉบับประมวล) ______________________ http://law.sec.or.th/content/4039/6409/9#6409 กธ. 19/2561 เรื่อง หลักเกณฑ์ เงื่อนไข และวิธีการประกอบธุรกิจ สินทรัพย์ ดิจิทัล (ฉบับประมวล
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Market Supervisory Board by managing an advertisement of foreign mutual fund in the inappropriate manner of content, proportion of content and form of presentation in order that a client would be able to
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
“Identify the most severe risks on a global scale over the next 10 years?” Source: World Economic Forum Global Risks Perception Survey 2021-2022 5 “What five risks will pose a critical threat to your country
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