financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
. Equally critical is investment stewardship. The UN comes into this equation by bringing to bear best available technologies and environmental practices combined with integrated policy advice.”Mr. James
IOSCO members shared perspectives and operating guidelines on critical issues. These included sustainable finance in accordance with disclosure standards, consistent and comparable perspectives and
regarding director appointments to remove legal restrictions and allow the company to resume business.The critical issues to be considered at the meeting are crutial to the company's ability to resume normal
Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a
The SEC made amendments to the regulations governing the reporting of the IPO shares results, aiming to enhance investor access into critical information and be useful for investors’ decision-making
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market
whereby there is a system interconnection for those providers/partners to access critical data of business operators or their customers’ data. The consultation paper is available at https://www.sec.or.th/TH