investment was made. Therefore, the general public could not utilize the capital market to create financial freedom.”“The Five Steps toward Investment Confidence project was initiated from the intent of SEC in
growth opportunities. Meanwhile, strengthening trust and confidence in the capital market is crucial. This requires strict legal enforcement, timely penalties for offenders, and expedited legislative
-General, Mrs. Pornanong Budsaratragoon, on the topic, “Directions for Regulating and Developing the Thai Capital Market to Build Trust and Confidence and Promote National Sustainability.”Mr. Srettha
collaborative efforts to achieve effective operations that can overcome various obstacles and restore investors’ confidence. Additionally, the seminar communicated to listed companies the expectations
In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in the changing landscape and address cyber threats. Comments and suggestions from stakeholders were taken into consideration in drafting the amendments more appropriately. Essentially, the key amendments to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk ass...
The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and investment, and also build up immunity for themselves against fraudulent solicitations via a variety...
therefore imposed a fine of 2,518,646.23 baht. As defendant made confession, the Court commuted the conviction into half to a fine of 1,259,323.11 baht. This case follows the SEC complaint against Apichart
conviction into half without suspension of sentence. ? Sondhi was sentenced to 85 year imprisonment for 17 counts at five years each. The court halved his jail term to 42 years and six months.? Suradet was
Court had previously issued an arrest warrant on Poramet Laorsuwan, who failed to attend the Court to hear the judgment. Conviction for 2nd offence: The Court sentenced Pinij Bhudasart to five year