financial institutions. However, after the Company has settled the disputes, it may result in the Company having the opportunity to obtain the financial support from financial institutions for working capital
principles in order to prevent disputes or risks to the company such as risks to reputation.In the past, SEC participated in this matter by attending a seminar organized by the Ministry of Justice and the
and business disputes; ● Complaints barred by prescription or limited by time to gather evidence as specified by law. Matters under the SEC Responsibility Complaint Handling Procedure Samples of
effective handling of complaints and disputes arising from trading services with respect to derivatives, or from use of its services, by taking at least the following actions: (1) set out written rules on
“opinion shopping”? 10 How does firm deal with domineering/awkward personalities at Board or senior management level? 11 How does firm deal with client disagreements? D Internal Pressures: 1 How do partners
deal with client disagreements? 12 How does the firm ensure access to all necessary and updated information for evaluating client risks, especially information from external sources? _x000D_&1#&"Tahoma
) establishing an efficient management system for handling complaints or disputes in connection with provision of services as securities registrar; (6) facilitating the examination of the securities register for
information or additional supporting evidence. 4. Claim for damages or compensation or private and business disputes. 5. Complaints barred by prescription or limited by time to gather evidence as specified by
__________________ Clause 45 Each derivatives clearing house shall create a system for effective handling of complaints and disputes arising from clearing and settlement services with respect to derivatives, or from
year 2019 2 5. The Settlement of Disputes by Extension of the periods of Concession Agreements On February 18, 2020, the Council of Ministers’ Meeting agreed to amend the Agreements for Settlement of the