financial reporting system and promote sustainable growth of the capital market. Regarding the supervision of audit quality, the SEC found that the inspection results of audit firms’ quality control system
shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or
the audit quality control system, and closely monitored the COVID-19 pandemic situation to adjust the oversight approach and communication with stakeholders to meet the changing situation. In so doing
preventive measures since Q2/2017 to control the quality of coconut water throughout the supply chain to ensure that the coconut water products manufactured by the Company will have no quality problems in the
Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing
juristic person under the control of SSG Capital Holdings Limited (“SSG CH”), SSG Capital Partners III, L.P. (“SSG III”), and Kendrick Global Limited (“KG”) (collectively referred to as the “SSG Group”) for
”), a juristic person under the control of SSG Capital Holdings Limited (“SSG CH”), SSG Capital Partners III, L.P. (“SSG III”), and Kendrick Global Limited (“KG”) (collectively referred to as the “SSG
the par value of THB 5 per share, to Asia Credit Opportunities I (Mauritius) Limited (“ACO I”), a juristic person under the control of SSG Capital Holdings Limited (“SSG CH”), SSG Capital Partners III
............................................................ B. Engagement Level ............................................... Root cause analysis and examples of action plans to improve the quality control system .................. Our Focus for the Third
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020