Printable Format - Laws and Regulations TSFC/IDB |- Securities Financing (section 4)
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and
significantly decreased by 19% from last year as a result of the cost control measures coupled with improving operational efficiency. The operating results of KT ZMICO for the third quarter of 2019 and 2018 were
marketing events in the first quarter of 2018 than prior year such as “FN Fair” at head office and “FN Thank you sale” at branches. The Company efforts to carefully control promotion expenditure. Thus, 1Q18
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
quarter, net interest income advanced over-quarter and over-year. Likewise, net interest margin (NIM) was stable from the previous quarter. This reflected commercial banks’ attempts to manage funding cost
: Rules, Conditions and Procedures for Undertaking Securities Business in the Category of Securities Financing dated 13 July 1996 as amended by the Notification of the Securities and Exchange Commission No
: Rules, Conditions and Procedures for Undertaking Securities Business in the Category of Securities Financing dated 13 July 1996 as amended by the Notification of the Securities and Exchange Commission No