(transitional period) 1-Jan-2024 onwards Signing audit partner / engagement partner Seven years, regardless of cumulative or not Three consecutive years Five consecutive years 1 - 12 - Should one take the above
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
at least on a quarterly basis;5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those
, according to their underlying assets, but at least on a quarterly basis; 5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign
last 7 consecutive business days but not more than the last 15 consecutive business days before the date of the offer price. In this regard, the date of the offer price shall be any of the following days