that the client would realize the importance of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary; (5) informative disclosure or
that the client would realize the importance of asset allocation and suitable investment or transaction; (4) investment analysis article conducted by the intermediary; (5) informative disclosure or
supervision is to prevent market manipulation. All parties mutually agree to adopt the pre-emptive move concept and preventive measures should be specific and avoid confusing information. By doing so, the SEC
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
workshops received positive feedbacks for their informative and educating elements and practical adaptation in actual situations. In 2017, key training sessions and seminars for stakeholders included the
Stop Query” information searching system for the SEC’s staff to conduct supervisory tasks External services ● Restructured SEC website to be more informative and user-friendly ● Facilitated online report