Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of technology, such as provision that requires business operators to disclosure its financial statements to...
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market
Statement Form and Period for Preparing Opinion Concerning Tender Offer
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Countries Recognized by the SEC Office concerning Supervisory Measures on Investment Management
Repeal of Notification of the Capital Market Supervisory Board concerning Execution of Transaction in Bills by Securities Company