especially brokers that they have placed high concern in this matter and promptly sent their approved list of securities analysts to the SEC. This helps improve our Thai capital market?s information system and
addressed a concern on legal issues in case where the foreign bank branches in Thailand encounter financial hardship and the assets located in Thailand are not adequate to cover the repayment of all
proposing to review the regulations governing debt securities of all types and related notifications. In essence, the proposed amendments to the debt securities regulations concern the followings: (1
noted that the SEC has already addressed most of the aforementioned issues of concern and the relevant regulatory reform is currently in progress. The draft Amendments to the Securities and Exchange Act
cooling-off period, if the SEC raises any points of concern that may become material to investors? decision making but have not yet been disclosed in the registration statement, the issuers or their
improving the areas of their concern. The SEC and the LCA will further our cooperation to push these firms to achieve a better average point of 80 or higher next year,? added Mr. Thirachai. TIA President
underachievers? path towards improving the areas of their concern. The SEC and the LCA will further our cooperation to push these firms to achieve a better average point of 80 or higher next year,? added Mr
implementing anti-graft practices. Should they raise concern and seriously implement policy to fight against corruption, it will bring about social pressure to reinforce social performance, particularly for the
the market regulator and ASCO as a number of potential listed firms would become virtually invisible to investing public. ASCO agreed to further conducting study to tackle with the concern and was of
the process, i.e. get approval from SEC, complete its shares offerings, and begin trading on SET, etc. Therefore, there should no longer be any concern about the concentration of IPOs.? ?The above