, requirements which each specific type of Hong Kong Covered Funds must comply with. Please refer to Annex A to this circular for details. Application process 37. The SEC understands that this marks the first time
understands that this marks the first time Thai Covered Funds may seek authorisation from the SFC. The SFC therefore encourages applicants to consult the Investment Products Division early for any clarification
comprehends such information well and would be able to instruct them to the client . Clause 42 The information relating to capital market products as prescribed in Clause 41 shall be at least as follows: (1
acknowledges and comprehends such information well and would be able to instruct them to the client . Clause 42 The information relating to capital market products as prescribed in Clause 41 shall be at least as
a person responsible for introducing services acknowledges and comprehends such information well and would be able to instruct them to the client. 5 Amended by the Notification of the Capital Market
E_1 Legal_FA_2015_12_29-c A brWCorpL.1hig A Executive Summary Management Discussion and Analysis For the Quarter Ended March 31, 2018 In the first quarter of 2018, Thai economic growth gained traction, buoyed by both domestic and international factors. However, the business sector faced rising challenges, namely various forms of competition, a borderless marketplace within the ASEAN Economic Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus lea...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...