) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
extended to 7 business days as from receiving complete information to reflect need to work on more detailed and complicated information. The consultation paper is available on www.sec.or.th. Stakeholders and
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
and cyber security challenges while staying ahead of fast-changing cyber threats that are always becoming more diverse and more complicated. Reinforcing a cyber risk-aware culture that involves the
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
, said: “Cambodia and Thailand are well connected to each other in economic, social and cultural terms. Both SEC Thailand and the SECC also have been enjoying a friendly and cooperative relationship with
Investors Association (TIA)*. Retirement Checkup is a user-friendly tool for self-assessment of financial well-being to give investors and the public an overview of their readiness for retirement. Users can
developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai Investors Association (TIA)*. Retirement Checkup is a user-friendly