” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital market. “approved person” means a person who is approved by
firm’s strategic and business plan. If yes, please describe. 2 How does the firm conduct the estimation of personnel needs (e.g. developing succession plan)? 3 How does the firm deal with the staff
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
Mr.Yingyong Nilasena, directors and advisors, together with members of the Shareholders’ Proxy Volunteer Club, to discuss collaboration in developing and enhancing the protection of shareholders’ and
, held a joint meeting to discuss and exchange views on strategies for promoting, developing, and supervising digital assets, including the involvement of the government, the Thai Digital Asset
Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
Voluntary National Review on the Implementation of the 2030 Agenda for Sustainable Development. SEC would like to take this opportunity to thank UNDP and TLCA for their continued support in developing the
Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth ในหัวข้อ Developing Effective Crowdfunding Regimes เพื่อบรรยายและแลกเปลี่ยนประสบการณ์ในการกำกับดูแลและ
Vitai Ratanakorn and Director and Secretary Roongkiat Ratanabanchuen. The objective was to discuss strategic approaches for developing and promoting the provident fund (PVD) industry and to support the