, integrity, and objectivity rules. 5 Does the firm communicate its policies for independence to its personnel? If yes, describe how the firm communicates its policies? Do professionals have access to guidance
Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as
communicates to the engagement team? 4 Does the firm have a disclosure checklist for the audit of a listed Company? If yes, please attach a disclosure checklist If no, describe how the firm ensures financial
in writing. Chapter III Mediation of Dispute ________________________ Clause 12. In cases where the claimant expresses the intention to request the Office to mediate the dispute prior to commencing the
Office of the name and address of such person in writing. Chapter III Mediation of Dispute ________________________ Clause 12. In cases where the claimant expresses the intention to request the Office to
: First R – Rebrand: The Company is changing its corporate brand identity to be more modern and reflect the Company’s status as an international brand. The new corporate brand identity communicates the
assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with
request, you can contact the Data Protection Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information of the Capital Market The SEC Office communicates and disseminates information