recognition of the SEC Thailand’s international roles and collaboration for sharing of information, opinions, and experiences in different areas. About IOSCOEstablished in 1983, the International
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
. ?Instead of making groundless accusations, all authorities involved in the investigation should be rendering their cooperation in scrutinizing the case and clarifying all the facts. We would not mind being
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The
cooperation, the MOU aims to assist teachers and educational personnel in solving their debt problems in a concrete way. This includes increasing liquidity for debt payments, promoting good quality living
On December 17, 2004, the SEC in cooperation with the Royal Thai Police (inquiry officials of Thonglor Metropolitan Police Station) conducted a raid at the Building No. 139, 6th Fl., Room 6B1 and 6B2
Bangkok, September 24, 2012 ? CFA Institute in cooperation with the SEC and CFA Society Thailand will host an international event ?Thailand Investment Conference? on 5th October, 2012 at Conrad
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong