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SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
financial reports by establishing clear goals in the matter, e.g., the reduction of audit adjustments each year, especially the recurring adjustments. Moreover, companies’ management should support regular
used by financial analysts to understand a company’s efficiency and profitability based on data found in financial statements. Use: The primary way of aggregating an economic activity to a company level
to prevent recurrence of such unlawful act; (g) level of the wrongdoer’s cooperation with the SEC Office, which in case where the wrongdoer is a legal entity, shall include the clear instruction of
scammers and thus reduce investment risks to a certain degree.”During the campaign week, the SEC Thailand will reach out to the general public through the launch of a series of educational motion graphics
การลงทุนแก่ผู้ลงทุนและประชาชนในสัปดาห์ส่งเสริมความรู้ผู้ลงทุนสากล WIW 2023 ระหว่างวันที่ 2 - 8 ตุลาคม 2566 โดยจัดทำคลิปวิดีโอ Motion Graphic และ Infographic ซีรีส์ให้ความรู้ ภายใต้แนวคิด “ลงทุนอย่าง
general public through the launch of a series of educational motion graphics and infographics with the key messages under the afore-mentioned theme. The series, consisting of the following seven episodes
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and