Objectives of practice guidelines for business continuity management The SEC provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity

provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a

desk policy to ensure that sensitive or critical information on papers or storage media shall be locked away when not required as well as a clear screen policy such as session time-out or automatic lock

information non-retrievable; 6. The intermediary should ensure that unattended user equipment has appropriate protection, and should adopt a clear desk policy to ensure that sensitive or critical information on

) early this year. Increasingly, all sectors are paying more attention to the business trend that focuses on environmental, social and governance responsibilities. A business with a clear policy on

circumstances under which the signatory would join forces with other institutional investors to ensure that boards acknowledge and respond to their concerns on critical issues and at critical times; and, with

business trend that focuses on environmental, social and governance responsibilities. A business with a clear policy on contributing to positive social impacts will be able to earn more credibility and

Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act

(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee