The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
เพื่อลดความเสี่ยง ด้วยวิธี VaR approach บลจ. สามารถคำนวณ VaR เพียงครั้งเดียว ณ วันที่มีการลงทุน ตามข้อ 3 ส่วนที่ 5 ของภาคผนวก 5 แนบท้าย ทน. 87/2558 ได้หรือไม่ คำตอบ :
company's related person is a company that has another related person holding a certain amount of shares, the method for calculating a transaction size is the same as the aforementioned without the need for
Period As Of Details JAKPAISAN ESTATE PUBLIC COMPANY LIMITED 2023 Reviewed Equity Method Statement Q2 30/06/2023 JAKPAISAN ESTATE PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 JAKPAISAN ESTATE
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
securities and derivatives held before transaction date Transaction No. of securities and derivatives held after transaction date Method of transaction Transaction executed by Purchaser/Transferee (Specify