transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s

The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.   In this regard, SEC has reviewed regulations on the operation of investment management business as presc...

Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse

passwords, as was similarly the case at Globlex. In so doing, {A} also made a profit sharing agreement with certain KTB clients. KTB has already terminated her employment.{A}'s misconducts were deemed (1

purchase price. (2) The Seller has entered into the asset transfer agreement to transfer certain assets relating to the Nam San 3A Project to Nam San 3A. 1.11. Use of Proceed None, as the transaction is the

on certain reserved matters as provided under the Shareholders’ Agreement must be approved with a vote of not less than two-thirds of the total votes of all directors of Kerry and must at least include

objectives:  1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model;  2) To grant oversubscription upon meeting certain requirements;   3) To increase

objectives: ?1) To specify that only limited companies and non-listed public companies are eligible for the crowdfunding model; ?2) To grant oversubscription upon meeting certain requirements;? ?3) To increase

of Baht 10,000,000 (the “Transaction”). We informed you that the Transaction will occur upon the conditions precedent under the share subscription and share purchase agreement have been fulfilled