transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations. In this regard, SEC has reviewed regulations on the operation of investment management business as presc...
NBC will hold the AGM 2020 to seek approval for the acquisition of “Komchadluek” trademark from NMG at the amount of 69.9 million baht and the acquisition of assets and business under the “Komchadluek” trademark from Komchadluek Media at the amount of 100,000 baht, resulting in the total acquisition value of 70 million baht. NBC’s Board of Directors and the Audit Committee view that the entry into the acquisition of business and the trademark of Komchadluek is appropriate and beneficial fo...
The ASEAN Capital Markets Forum (ACMF) welcomed the progress achieved by the ASEAN Green Bond Standards at its meeting today. Since its launch in November 2017, the ASEAN Green Bond Standards have
for a certain period. However, progress will be seen in the second half of this year, while signs of recovery should be clearly seen next year. 6M/2018 Cost of Goods Sold The Company and its
progress of sustainable development, moreover, the Thai capital market obtained the highest corporate governance score among ASEAN countries with outstanding progress on the promotion of corporate social
accomplished multiple goals simultaneously; for instance, intermediaries and the exchanges? fundamentals remained sound and solid and thus strengthened their resilience to volatility. On progress of sustainable
quorum requirement. This will, in turn, allow business operations to resume, thus reducing negative impact on its creditors and shareholders alike, she said. Previously, IFEC maintained that certain
academic stages for interesting issues for exchange of views, and supports development and application of innovations and technology in capital market processes. SEC will monitor progress in aspects and
intensity meets declining amber thresholds for the Energy Sector with a prescribed sunset date (Table 11). (All metrics and threshols can be found in the full report) Example: Table 11. Thresholds for certain