) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to

) not bearing responsibility for the clearing and settlement for securities and derivatives. Where the securities company which also operates as the derivatives broker under Paragraph 1(2) ceases to

transaction, NU will ceases to be a subsidiary of the Company. Shareholding Ratio in NU before and after the transaction Name of Shareholders Before transaction After Transaction Amount of Shares Percentage

accordance with the Notification of the SEC Office. Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written

with the Notification of the SEC Office. 3 Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written notice

with the Notification of the SEC Office. 3 Clause 5 The derivatives broker which ceases the operation of the derivatives business in the category of derivatives brokerage and has given a written notice

a member of the Thai Bond Market Association. The provision under Paragraph 1 shall not be applicable in the case where a securities company ceases to undertake securities business in the category of

. The provision under Paragraph 1 shall not be applicable in the case where a securities company ceases to undertake securities business in the category of dealing of debt securities or ceases to execute

terminated if the investor contact has the following characteristics: (1) ceases to be Manager of the securities company or any equivalent position called otherwise who take the highest responsibility in the

for investor contact from the Office shall be deemed terminated if the investor contact has the following characteristics: (1) ceases to be Manager of the securities company or any equivalent position